Filing Details

Accession Number:
0001062993-24-020683
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-16 18:57:00
Reporting Period:
2024-12-12
Accepted Time:
2024-12-16 18:57:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1699838 Confluent Inc. CFLT Services-Prepackaged Software (7372) 471824387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1866643 Craig Matthew Miller 2800 Sand Hill Road, Suite 101
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-12-12 162 $0.00 162 No 4 C Indirect Sequoia Capital Fund Parallel, LLC
Class A Common Stock Disposition 2024-12-12 162 $32.02 0 No 4 S Indirect Sequoia Capital Fund Parallel, LLC
Class A Common Stock Acquisiton 2024-12-12 1,038 $0.00 1,038 No 4 C Indirect Sequoia Capital Fund, LP
Class A Common Stock Disposition 2024-12-12 1,038 $32.02 0 No 4 S Indirect Sequoia Capital Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect Sequoia Capital Fund Parallel, LLC
No 4 S Indirect Sequoia Capital Fund Parallel, LLC
No 4 C Indirect Sequoia Capital Fund, LP
No 4 S Indirect Sequoia Capital Fund, LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2024-12-12 162 $0.00 162 $0.00
Class A Common Stock Class B Common Stock Disposition 2024-12-12 1,038 $0.00 1,038 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
505,527 No 4 C Indirect
3,239,038 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,830 Indirect Estate planning vehicle
Footnotes
  1. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the Reporting Person's election and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.000 to $32.045. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth above.
  3. The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of Sequoia Capital Fund, LP ("SCF") and the managing member of Sequoia Capital Fund Parallel, LLC ("SCFP"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.