Filing Details
- Accession Number:
- 0001783879-24-000335
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-16 18:31:56
- Reporting Period:
- 2024-12-12
- Accepted Time:
- 2024-12-16 18:31:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1783879 | Robinhood Markets Inc. | HOOD | Security Brokers, Dealers & Flotation Companies (6211) | 464364776 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1870914 | Baiju Bhatt | C/O Robinhood Markets, Inc. 85 Willow Road Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-12-12 | 45,077 | $0.00 | 45,077 | No | 4 | C | Indirect | By Living Trust |
| Class A Common Stock | Disposition | 2024-12-12 | 45,077 | $40.02 | 0 | No | 4 | S | Indirect | By Living Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Living Trust |
| No | 4 | S | Indirect | By Living Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2024-12-12 | 45,077 | $0.00 | 45,077 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57,587,509 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 2,521 | Direct |
Footnotes
- As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.
- This transaction was effected pursuant to the Bhatt 10b5-1 plan.
Billionaire Hedge Funds
