Filing Details
- Accession Number:
- 0000101984-24-000188
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-16 15:35:04
- Reporting Period:
- 2024-12-12
- Accepted Time:
- 2024-12-16 15:35:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216543 | D Paul Arling | 15147 N Scottsdale Rd Ste H300 Scottsdale AZ 85254 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-12-12 | 12,820 | $11.38 | 270,795 | No | 4 | S | Indirect | By Arling Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Arling Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,800 | Direct | |
| Common Stock | 1,000 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | $0.00 | 0 | 418,830 | Direct | ||
| Common Stock | Performance Stock Units | $0.00 | 0 | 36,000 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 63,103 | 63,103 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 418,830 | Direct | |
| 0 | 36,000 | Direct | |
| 63,103 | 63,103 | Direct |
Footnotes
- These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
- This figure represents an aggregate number of stock options held by Reporting Person.
- Each performance stock unit represents a contingent right to receive one share of UEI common stock.
- The performance stock units vest in accordance with the vesting schedule of each PSU grant.
- This figure represents an aggregate number of performance stock units held by Reporting Person.
- Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
Billionaire Hedge Funds
