Filing Details

Accession Number:
0001104659-24-128575
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-13 21:00:14
Reporting Period:
2024-12-11
Accepted Time:
2024-12-13 21:00:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1771910 Adc Therapeutics Sa ADCT () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1425738 Redmile Group, Llc One Letterman Drive, Building D
Suite D3-300
San Francisco CA 94129
No No Yes No
1650527 Jeremy Green C/O Redmile Group, Llc (Ny Office)
45 W. 27Th Street, Floor 11
New York NY 10001
No No Yes No
1921783 Redco Ii Master Fund, L.p. C/O Redmile Group, Llc One Letterman
Drive, Building D Suite D3-300
San Francisco CA 94129
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Par Value Chf 0.08 Per Share Acquisiton 2024-12-11 50,000 $2.28 15,616,731 No 4 P Indirect See Footnotes
Common Shares, Par Value Chf 0.08 Per Share Acquisiton 2024-12-11 50,000 $3.81 15,666,731 No 4 P Indirect See Footnotes
Common Shares, Par Value Chf 0.08 Per Share Acquisiton 2024-12-11 50,000 $2.28 13,095,712 No 4 P Direct
Common Shares, Par Value Chf 0.08 Per Share Acquisiton 2024-12-11 50,000 $3.81 13,145,712 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.165 to $2.4, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.64 to $3.9, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  3. These reported securities are directly owned by private investment vehicles managed by Redmile Group, LLC ("Redmile"), including RedCo II Master Fund, L.P. (collectively, the "Redmile Clients").
  4. Redmile may be deemed to beneficially own the reported securities as the investment manager of the Redmile Clients. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green (collectively with RedCo II, the "Reporting Persons") disclaim beneficial ownership of the reported securities except to the extent of its and his respective pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  5. These securities are directly owned by RedCo II and this transaction is a repetition of the same transaction disclosed in the row above to disclose this fund's direct ownership.