Home > Insider Trading > Filing (0001415889-24-029360)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1943896	Rubrik Inc.	RBRK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685768	Bipul Sinha	C/O Rubrik, Inc. 3495 Deer Creek Road Palo Alto CA 94304	Chairman Of The Board And Ceo	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2024-12-13	1,500,082	$0.00	1,531,394	No	4	C	Direct
Class A Common Stock	Disposition	2024-12-13	1,158,082	$70.25	373,312	No	4	S	Direct
Class A Common Stock	Disposition	2024-12-13	342,000	$0.00	31,312	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	G	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Restricted Stock Units	Disposition	2024-12-13	1,158,082	$0.00	1,158,082	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2024-12-13	1,158,082	$0.00	1,158,082	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2024-12-13	1,500,082	$0.00	1,500,082	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2028-05-02	No	4	M	Direct
13,500,728		No	4	M	Direct
12,000,646		No	4	C	Direct

Footnotes

Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report.
Represents the sale of Block Shares (as defined below) by the Reporting Person as described in the "Remarks" section of this report.
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock.
The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: all of the shares subject to the RSU will vest upon the Issuer's achievement of a specified average price per share prior to the expiration of the RSU award, subject to the Reporting Person subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).