Filing Details
- Accession Number:
- 0001181431-11-047871
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-02 14:37:45
- Reporting Period:
- 2011-09-01
- Filing Date:
- 2011-09-02
- Accepted Time:
- 2011-09-02 14:37:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1480560 | Leon Trefler | 101 Main Street Cambridge MA 02142 | Senior Vice President, Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-01 | 175 | $0.00 | 2,257 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-01 | 56 | $40.41 | 2,201 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-09-01 | 365 | $40.86 | 1,836 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-09-01 | 175 | $0.00 | 3,499 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,450 | 2011-03-01 | No | 4 | M | Direct |
Footnotes
- Represents 5% quarterly vesting on September 1, 2011. Original grant was 3,499, with 20% vested on March 1, 2011, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
- Once vested, the shares of common stock are not subject to expiration.
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