Filing Details

Accession Number:
0001140361-24-049489
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-13 16:23:39
Reporting Period:
2018-11-29
Accepted Time:
2024-12-13 16:23:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137887 Nuveen Municipal Credit Income Fund NZF National Commercial Banks (6021) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
70858 Bank Of America Corp /De/ Bank Of America Corporate Center
100 N. Tryon Street
Charlotte NC 28255
No No No No
728612 Merrill Lynch, Pierce, Fenner & Smith Inc. One Bryant Park
New York NY 10036
No No No No
1102113 Na America Of Bank 100 North Tryon Street
Charlotte NC 28255
No No No No
1675365 Bofa Securities, Inc. One Bryant Park
New York NY 10036
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-11-29 100 $13.67 101 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 201 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 470 $13.67 671 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 771 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 200 $13.67 971 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 1,071 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 1,171 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.68 1,271 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 1,371 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.68 1,471 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 1,571 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 1,671 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 1,771 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 1,871 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 1,971 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 2,071 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 2,171 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 2,271 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.66 2,371 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 2,471 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 2,571 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 2,671 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 2,771 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.68 2,871 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 2,971 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 3,071 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 3,171 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 500 $13.66 3,671 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.67 3,771 No 4 P Indirect See Footnotes
Common Stock Acquisiton 2018-11-29 100 $13.68 3,871 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Equity Swap Disposition 2022-10-05 1,341 $0.00 1,341 $0.00
Common Stock Equity Swap Acquisiton 2022-10-07 1,341 $0.00 1,341 $0.00
Common Stock Equity Swap Disposition 2022-10-07 728 $0.00 728 $0.00
Common Stock Equity Swap Acquisiton 2022-10-10 728 $0.00 728 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-11-30 Yes 4 S Indirect
0 2023-11-30 Yes 4 P Indirect
0 2023-11-30 Yes 4 S Indirect
0 2023-11-30 Yes 4 P Indirect
Footnotes
  1. This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), BofA Securities, Inc. ("BofA Securities"), and Bank of America, N.A. ("BANA") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch, BofA Securities, and BANA. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.
  2. Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
  3. Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.
  4. The Reporting Persons entered an equity swap agreement under which, upon the termination of the agreement on November 30, 2023, the counterparty will pay to the Reporting Persons any decrease in the price of the Common Stock below $11.4993 per share and the Reporting Persons will pay to the counterparty any increase in the price of the Common Stock above $11.4993 per share, in each case, based on a notional amount of 1,341 shares of Common Stock.
  5. On October 7, 2022, the Reporting Persons amended the equity swap agreement to reduce the notional number of shares of Common Stock to 728 and to change the reference price used to determine when payments are made to $11.5174. Without admitting these changes resulted in a material amendment to the equity swap agreement for purposes of Section 16 of the Securities Exchange Act of 1934, the Reporting Persons have treated the amendment as the termination of the previously reported equity swap agreement and the entering into of a new equity swap agreement reflecting the amended terms.
  6. On October 10, 2022, the Reporting Persons terminated the equity swap agreement.