Filing Details
- Accession Number:
- 0001415889-24-029179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-12 19:06:15
- Reporting Period:
- 2024-12-10
- Accepted Time:
- 2024-12-12 19:06:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1577526 | C3.Ai Inc. | AI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528387 | Condoleezza Rice | C/O C3.Ai, Inc. 1400 Seaport Blvd Redwood City CA 94063 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-12-10 | 41,355 | $1.86 | 115,742 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2024-12-10 | 33,334 | $1.68 | 149,076 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2024-12-10 | 74,689 | $45.01 | 74,387 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-12-10 | 41,355 | $0.00 | 41,355 | $1.86 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-12-10 | 33,334 | $0.00 | 33,334 | $1.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 312 | 2026-10-29 | No | 4 | M | Direct | |
| 0 | 2026-07-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 587 | Indirect | See Footnote |
Footnotes
- The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan dated December 26, 2023.
- Represents weighted average sales price. The shares were sold at prices ranging from $45.00 to $45.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at eachseparate price.
- The shares are held by the Condoleezza Rice Trust Agreement U/A/D 11/24/99, of which the Reporting Person is trustee.
- Fully vested.
- Due to rounding in connection with the reverse stock split, the total shares include an additional share that was not originally reported on the Reporting Person's Form 3.
Billionaire Hedge Funds
