Filing Details
- Accession Number:
- 0000101984-24-000186
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-12 18:29:48
- Reporting Period:
- 2024-12-11
- Accepted Time:
- 2024-12-12 18:29:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216543 | D Paul Arling | 15147 N Scottsdale Rd Ste H300 Scottsdale AZ 85254 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-12-11 | 13,185 | $11.73 | 283,615 | No | 4 | S | Indirect | By Arling Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Arling Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,800 | Direct | |
| Common Stock | 1,000 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | $0.00 | 0 | 418,830 | Direct | ||
| Common Stock | Performance Stock Units | $0.00 | 0 | 36,000 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 63,103 | 63,103 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 0 | 418,830 | Direct | |
| 0 | 36,000 | Direct | |
| 63,103 | 63,103 | Direct |
Footnotes
- The total shares held indirectly by the Arling Family Trust have been increased by 12,547 shares and the total shares held directly by Mr. Arling have been decreased by 12,547 shares to correctly reflect ownership form.
- These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
- This figure represents an aggregate number of stock options held by Reporting Person.
- Each performance stock unit represents a contingent right to receive one share of UEI common stock.
- The performance stock units vest in accordance with the vesting schedule of each PSU grant.
- This figure represents an aggregate number of performance stock units held by Reporting Person.
- Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
Billionaire Hedge Funds
