Filing Details
- Accession Number:
- 0001181431-11-047858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-02 13:28:37
- Reporting Period:
- 2011-08-31
- Filing Date:
- 2011-09-02
- Accepted Time:
- 2011-09-02 13:28:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162194 | Fluidigm Corp | FLDM | Laboratory Analytical Instruments (3826) | 770513190 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1435931 | Maxwell William Smith | Fluidigm Corporation 7000 Shoreline Court Suite 100 South San Francisco CA 94080 | Vp, Legal Affairs & Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-31 | 1,671 | $1.82 | 51,216 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-08-31 | 1,671 | $13.50 | 49,545 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-01 | 258 | $1.82 | 49,803 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-01 | 258 | $13.50 | 49,545 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option(Right to Buy) | Disposition | 2011-08-31 | 1,671 | $0.00 | 1,671 | $1.82 |
Common Stock | Employee Stock Option(Right to Buy) | Disposition | 2011-09-01 | 258 | $0.00 | 258 | $1.82 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,769 | 2011-12-04 | No | 4 | M | Direct | |
4,511 | 2011-12-04 | No | 4 | M | Direct |
Footnotes
- The Option fully vested on December 4, 2005.