Filing Details
- Accession Number:
- 0000912282-24-000884
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-12 16:54:50
- Reporting Period:
- 2024-12-12
- Accepted Time:
- 2024-12-12 16:54:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1509261 | Rezolute Inc. | RZLT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1411726 | Daron Evans | C/O Rezolute, Inc. 275 Shoreline Drive, Suite 500 Redwood City CA 94065 | Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2024-12-12 | 9,000 | $4.60 | 140,900 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 40,000 | Indirect | Held by PoC Capital, LLC |
Common Shares | 20,000 | Indirect | Held by spouse |
Common Shares | 13,000 | Indirect | Held by minor child #1 |
Common Shares | 4,500 | Indirect | Held by minor child #2 |
Common Shares | 4,500 | Indirect | Held by minor child #3 |
Footnotes
- PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.