Filing Details
- Accession Number:
- 0001437749-24-037210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-11 14:05:24
- Reporting Period:
- 2024-11-26
- Accepted Time:
- 2024-12-11 14:05:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1832487 | Guerrilla Rf Inc. | GUER | Semiconductors & Related Devices (3674) | 853837067 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1891907 | Jr. E. James Dunn | 300 N. Greene Street Suite 2195 Greensboro NC 27401 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-11-26 | 9,100 | $1.10 | 28,330 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,667 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | $0.00 | 2025-06-05 | 20,000 | 20,000 | Direct | |
| Common Stock | Stock Option | $2.88 | 2025-07-14 | 2,955 | 2,955 | Direct | |
| Common Stock | Stock Option | $1.44 | 2026-10-26 | 2,462 | 2,462 | Direct | |
| Common Stock | Stock Option | $1.92 | 2028-09-25 | 2,462 | 2,462 | Direct | |
| Common Stock | Stock Option | $2.22 | 2029-09-11 | 1,231 | 1,231 | Direct | |
| Common Stock | Stock Option | $3.18 | 2030-10-30 | 2,462 | 2,462 | Direct | |
| Common Stock | Warrant | $12.00 | 2023-08-28 | 2028-08-28 | 834 | 834 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 20,000 | 20,000 | Direct | |
| 2025-07-14 | 2,955 | 2,955 | Direct |
| 2026-10-26 | 2,462 | 2,462 | Direct |
| 2028-09-25 | 2,462 | 2,462 | Direct |
| 2029-09-11 | 1,231 | 1,231 | Direct |
| 2030-10-30 | 2,462 | 2,462 | Direct |
| 2028-08-28 | 834 | 834 | Indirect |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
- The restricted stock units vest 100% on the earliest of (i) June 5, 2025, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability.
- No expiration date.
- Shares and warrants held of record by the James E. Dunn, Jr. Restated 1985 Revocable Trust, for the benefit of Reporting Person.
- The shares subject to the option are fully vested and exercisable.
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