Filing Details

Accession Number:
0001415889-24-028899
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-10 20:44:23
Reporting Period:
2024-12-06
Accepted Time:
2024-12-10 20:44:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1870404 Cero Therapeutics Holdings Inc. CERO Biological Products, (No Disgnostic Substances) (2836) 871088814
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2042634 Yk Bioventures Opportunities Gp I, Llc 398 Primrose Road, Suite 328
Burlingame CA 94010
No No No No
2042636 Yk Bioventures Opportunities Fund I, L.p. 398 Primrose Road, Suite 328
Burlingame CA 94010
No No Yes No
2042691 William Mitchell Kossar C/O Yk Bioventures
398 Primrose Road, Suite 328
Burlingame CA 94010
No No Yes No
2042700 Kahing Gary Yeung C/O Yk Bioventures
398 Primrose Road, Suite 328
Burlingame CA 94010
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-12-06 1,236,874 $0.12 21,383,909 No 4 S Indirect By YK Bioventures Opportunities Fund I, L.P.
Common Stock Disposition 2024-12-09 850,543 $0.11 20,533,366 No 4 S Indirect By YK Bioventures Opportunities Fund I, L.P.
Common Stock Disposition 2024-12-10 1,570,947 $0.09 18,962,419 No 4 S Indirect By YK Bioventures Opportunities Fund I, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By YK Bioventures Opportunities Fund I, L.P.
No 4 S Indirect By YK Bioventures Opportunities Fund I, L.P.
No 4 S Indirect By YK Bioventures Opportunities Fund I, L.P.
Footnotes
  1. Securities are held directly by YK Bioventures Opportunities Fund I, L.P. (f/k/a YK Bioventures, LLC) ("YK Opps I"). YK Bioventures Opportunities GP I, LLC ("YK Opps I GP") is the general partner of YK Opps I and may be deemed to beneficially own the shares held by YK Opps I. Mitchell W. Kossar and Gary K. Yeung are managing partners of YK Opps I GP, and may be deemed to share voting and investment power over the shares held by YK Opps I. Each of YK Opps I GP and Messrs. Kossar and Yeung disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.