Filing Details
- Accession Number:
- 0001415889-24-028899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-10 20:44:23
- Reporting Period:
- 2024-12-06
- Accepted Time:
- 2024-12-10 20:44:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1870404 | Cero Therapeutics Holdings Inc. | CERO | Biological Products, (No Disgnostic Substances) (2836) | 871088814 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2042634 | Yk Bioventures Opportunities Gp I, Llc | 398 Primrose Road, Suite 328 Burlingame CA 94010 | No | No | No | No | |
2042636 | Yk Bioventures Opportunities Fund I, L.p. | 398 Primrose Road, Suite 328 Burlingame CA 94010 | No | No | Yes | No | |
2042691 | William Mitchell Kossar | C/O Yk Bioventures 398 Primrose Road, Suite 328 Burlingame CA 94010 | No | No | Yes | No | |
2042700 | Kahing Gary Yeung | C/O Yk Bioventures 398 Primrose Road, Suite 328 Burlingame CA 94010 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-12-06 | 1,236,874 | $0.12 | 21,383,909 | No | 4 | S | Indirect | By YK Bioventures Opportunities Fund I, L.P. |
Common Stock | Disposition | 2024-12-09 | 850,543 | $0.11 | 20,533,366 | No | 4 | S | Indirect | By YK Bioventures Opportunities Fund I, L.P. |
Common Stock | Disposition | 2024-12-10 | 1,570,947 | $0.09 | 18,962,419 | No | 4 | S | Indirect | By YK Bioventures Opportunities Fund I, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By YK Bioventures Opportunities Fund I, L.P. |
No | 4 | S | Indirect | By YK Bioventures Opportunities Fund I, L.P. |
No | 4 | S | Indirect | By YK Bioventures Opportunities Fund I, L.P. |
Footnotes
- Securities are held directly by YK Bioventures Opportunities Fund I, L.P. (f/k/a YK Bioventures, LLC) ("YK Opps I"). YK Bioventures Opportunities GP I, LLC ("YK Opps I GP") is the general partner of YK Opps I and may be deemed to beneficially own the shares held by YK Opps I. Mitchell W. Kossar and Gary K. Yeung are managing partners of YK Opps I GP, and may be deemed to share voting and investment power over the shares held by YK Opps I. Each of YK Opps I GP and Messrs. Kossar and Yeung disclaims beneficial ownership of these shares except to the extent of its or his respective pecuniary interest therein.