Filing Details

Accession Number:
0001849820-24-000278
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-10 18:03:02
Reporting Period:
2024-12-08
Accepted Time:
2024-12-10 18:03:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1849820 Nauticus Robotics Inc. KITT General Industrial Machinery & Equipment, Nec (3569) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2003344 Victoria Hay 17146 Feathercraft Lane
Suite 450
Webster TX 77596
Interim Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-12-08 1,112 $1.11 1,112 No 4 M Direct
Common Stock Disposition 2024-12-10 359 $1.07 753 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2024-12-08 1,112 $0.00 1,112 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
  2. Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
  3. Each Restricted Stock Unit ("RSU"), issued on December 8, 2023, was issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee (or other service provider) or director of the Company, its affiliates or subsidiaries.
  4. The RSUs will vest at the earlier of Mrs. Hay's departure and one year from the date of grant.