Filing Details
- Accession Number:
- 0001849820-24-000278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-10 18:03:02
- Reporting Period:
- 2024-12-08
- Accepted Time:
- 2024-12-10 18:03:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1849820 | Nauticus Robotics Inc. | KITT | General Industrial Machinery & Equipment, Nec (3569) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2003344 | Victoria Hay | 17146 Feathercraft Lane Suite 450 Webster TX 77596 | Interim Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-12-08 | 1,112 | $1.11 | 1,112 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-12-10 | 359 | $1.07 | 753 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2024-12-08 | 1,112 | $0.00 | 1,112 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
- Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
- Each Restricted Stock Unit ("RSU"), issued on December 8, 2023, was issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee (or other service provider) or director of the Company, its affiliates or subsidiaries.
- The RSUs will vest at the earlier of Mrs. Hay's departure and one year from the date of grant.