Filing Details
- Accession Number:
- 0001846253-24-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-10 16:41:52
- Reporting Period:
- 2024-12-07
- Accepted Time:
- 2024-12-10 16:41:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1846253 | Omniab Inc. | OABI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1462354 | A Kurt Gustafson | 5980 Horton Street, Ste 600 Emeryville CA 94608 | Executive Vp, Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-12-07 | 46,501 | $0.00 | 224,532 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-12-09 | 23,871 | $4.13 | 200,661 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2024-12-07 | 46,501 | $0.00 | 46,501 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 137,453 | No | 4 | M | Direct |
Footnotes
- Represents the vesting of an RSU grant which occurs in three substantially equal annual installments beginning on December 7, 2023.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
- The total includes 7,236 shares acquired on May 31, 2024 and 4,390 shares acquired on November 29, 2024, through the Issuer's Employee Stock Purchase Plan (ESPP). The total also includes the transfer of 10,292 OABI common stock shares on April 9, 2024 to the reporting person's ex-spouse per a domestic relations order.
- Represents a mandatory sale of shares to satisfy tax withholding obligations, upon the vesting and settlement of restricted stock units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.04 to $4.16. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
