Filing Details
- Accession Number:
- 0001415889-24-028845
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-10 16:35:24
- Reporting Period:
- 2024-12-06
- Accepted Time:
- 2024-12-10 16:35:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1819974 | Skywater Technology Inc | SKYT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1741560 | A Loren Unterseher | 4450 Excelsior Blvd Suite 440 Minneapolis MN 55416 | No | No | No | No | |
| 1857392 | Cmi Oxbow Partners, Llc | 4450 Excelsior Boulevard Suite 440 Minneapolis MN 55416 | Yes | No | Yes | No | |
| 1857514 | Oxbow Industries, Llc | 4450 Excelsior Boulevard Suite 440 Minneapolis MN 55416 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-12-06 | 100,000 | $9.38 | 12,919,620 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-12-09 | 61,299 | $9.38 | 12,858,321 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-12-10 | 44,296 | $9.26 | 12,814,025 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3 | Direct | |
| Common Stock | 44,435 | Direct | |
| Common Stock | 3,710,610 | Indirect | By 2023 grantor retained annuity trust |
| Common Stock | 184,891 | Indirect | By trust for benefit of son |
| Common Stock | 184,891 | Indirect | By trust for benefit of son |
| Common Stock | 184,890 | Indirect | By trust for benefit of daughter |
| Common Stock | 184,890 | Indirect | By trust for benefit of daughter |
| Common Stock | 50,904 | Indirect | By spouse |
| Common Stock | 229,451 | Indirect | By revocable trust |
| Common Stock | 363,670 | Indirect | By family irrevocable trust |
Footnotes
- Reflects the weighted average price of 100,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 6, 2024 with sale prices ranging from $9.00 to $9.74 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 61,299 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 9, 2024 with sale prices ranging from $9.25 to $10.00 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 44,296 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on December 10, 2024 with sale prices ranging from $9.25 to $9.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Oxbow directly holds the shares reported in Column 5.
- Shares owned directly by Mr. Unterseher.
Billionaire Hedge Funds
