Filing Details
- Accession Number:
- 0001683168-24-008605
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-12-10 16:24:52
- Reporting Period:
- 2024-11-08
- Accepted Time:
- 2024-12-10 16:24:52
- Original Submission Date:
- 2024-11-12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158114 | Applied Optoelectronics Inc. | AAOI | Semiconductors & Related Devices (3674) | 760533927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587462 | (Fred) Hung-Lun Chang | C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478 | *** See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Disposition | 2024-11-08 | 8,195 | $25.04 | 216,615 | No | 4 | S | Direct | |
| Common Stock, $.001 Par Value | Disposition | 2024-11-20 | 20,323 | $30.35 | 196,292 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This amendment is being filed to address an error in reporting the number of shares sold in a transaction on November 8, 2024 and total number of shares beneficially owned following the transaction.
- This amendment is being filed to address an error in reporting the total number of shares beneficially owned on November 20, 2024.
Billionaire Hedge Funds
