Filing Details
- Accession Number:
- 0001437749-24-037045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-09 20:50:39
- Reporting Period:
- 2024-12-06
- Accepted Time:
- 2024-12-09 20:50:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499422 | Rbb Bancorp | RBB | State Commercial Banks (6022) | 272776416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1957237 | Gary Fan | 1055 Wilshire Blvd Suite 1200 Los Angeles CA 90017 | Evp/Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | Acquisiton | 2024-12-06 | 12,000 | $21.17 | 12,000 | No | 4 | M | Direct | |
| Stock Options | Disposition | 2024-12-06 | 12,000 | $23.45 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Stock Options | Options | Disposition | 2024-12-06 | 12,000 | $21.17 | 30,000 | $21.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,000 | 2032-12-20 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units | Restricted Stock Units | $0.00 | 3,033 | 3,033 | Direct | ||
| Restricted Stock Units | Restricted Stock Units | $0.00 | 3,944 | 3,944 | Direct | ||
| Performance Stock Units | Performance Stock Units | $0.00 | 5,916 | 5,916 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 3,033 | 3,033 | Direct | |
| 3,944 | 3,944 | Direct | |
| 5,916 | 5,916 | Direct |
Footnotes
- These options vest in five equal annual installments beginning one year after the 12/05/2022 date of grant.
- These restricted stock units vest in three equal installments beginning one year after 02/21/2024 date of grant.
- There will be no expiration date once restricted stock units vest.
- These restricted stock units vest in three equal installments beginning one year after 03/20/2024 date of grant.
- These performance stock units ("PSUs") will vest conditionally on the achievement of certain performance goals and an employment condition. The reported PSUs will vest at the expiration of a three-year period beginning on 03/20/2024 subject to the Reporting Person's satisfaction of the employment condition.
Billionaire Hedge Funds
