Filing Details

Accession Number:
0001415889-24-028661
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-09 16:52:50
Reporting Period:
2024-12-05
Accepted Time:
2024-12-09 16:52:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1600620 Aurinia Pharmaceuticals Inc. AUPH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1178579 Kevin Tang 4747 Executive Dr
Suite 210
San Diego CA 92121
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2024-12-05 300,000 $8.91 7,529,500 No 4 P Indirect By LP
Common Shares Acquisiton 2024-12-06 400,000 $9.01 7,929,500 No 4 P Indirect By LP
Common Shares Acquisiton 2024-12-09 500,000 $9.09 8,429,500 No 4 P Indirect By LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By LP
No 4 P Indirect By LP
No 4 P Indirect By LP
Footnotes
  1. The prices reported are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $8.74 to $8.99. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares purchased at each price within the ranges set forth in Footnotes 1, 3 and 4.
  2. Tang Capital Partners, LP ("TCP") beneficially owns 7,929,500 shares and Tang Capital Partners III, Inc. ("TCP III") beneficially owns 500,000 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Kevin Tang is the sole director and Chief Executive Officer of TCP III, which is indirectly wholly owned by TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP and TCP III.
  3. These shares were purchased in multiple transactions at prices ranging from $8.89 to $9.15.
  4. These shares were purchased in multiple transactions at prices ranging from $8.88 to $9.19.