Filing Details
- Accession Number:
- 0001415889-24-028661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-09 16:52:50
- Reporting Period:
- 2024-12-05
- Accepted Time:
- 2024-12-09 16:52:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1600620 | Aurinia Pharmaceuticals Inc. | AUPH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1178579 | Kevin Tang | 4747 Executive Dr Suite 210 San Diego CA 92121 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2024-12-05 | 300,000 | $8.91 | 7,529,500 | No | 4 | P | Indirect | By LP |
Common Shares | Acquisiton | 2024-12-06 | 400,000 | $9.01 | 7,929,500 | No | 4 | P | Indirect | By LP |
Common Shares | Acquisiton | 2024-12-09 | 500,000 | $9.09 | 8,429,500 | No | 4 | P | Indirect | By LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By LP |
No | 4 | P | Indirect | By LP |
No | 4 | P | Indirect | By LP |
Footnotes
- The prices reported are weighted-average prices. These shares were purchased in multiple transactions at prices ranging from $8.74 to $8.99. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the SEC staff, upon request, all information regarding the number of shares purchased at each price within the ranges set forth in Footnotes 1, 3 and 4.
- Tang Capital Partners, LP ("TCP") beneficially owns 7,929,500 shares and Tang Capital Partners III, Inc. ("TCP III") beneficially owns 500,000 shares. Kevin Tang is the sole manager of Tang Capital Management, LLC ("TCM"), which is the general partner of TCP. Kevin Tang is the sole director and Chief Executive Officer of TCP III, which is indirectly wholly owned by TCP. Mr. Tang has a pecuniary interest in the shares beneficially held by TCP and TCP III.
- These shares were purchased in multiple transactions at prices ranging from $8.89 to $9.15.
- These shares were purchased in multiple transactions at prices ranging from $8.88 to $9.19.