Filing Details
- Accession Number:
- 0001415889-24-028546
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-06 17:59:47
- Reporting Period:
- 2024-12-04
- Accepted Time:
- 2024-12-06 17:59:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1943896 | Rubrik Inc. | RBRK | Services-Prepackaged Software (7372) | 464560494 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2020220 | Kumar Kiran Choudary | C/O Rubrik Inc. 3495 Deer Creek Road Palo Alto CA 94304 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-12-04 | 1,000 | $0.00 | 374,760 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2024-12-04 | 1,800 | $51.51 | 372,960 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2024-12-06 | 30,000 | $65.78 | 342,960 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2024-12-04 | 1,000 | $0.00 | 1,000 | $7.99 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2024-12-04 | 1,000 | $0.00 | 1,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2024-12-04 | 1,000 | $0.00 | 1,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,450 | 2028-09-17 | No | 4 | M | Direct | |
| 1,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024
- 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.
- Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Billionaire Hedge Funds
