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Filing Details

Accession Number:: 0000950170-24-134233
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-12-06 17:38:37
Reporting Period:: 2024-11-18

Accepted Time:: 2024-12-06 17:38:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1832483	Serve Robotics Inc.	SERV	Miscellaneous Transportation Equipment (3790)	853844872

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1986987	Buckly James Jordan	C/O Serve Robotics Inc. 730 Broadway Redwood City CA 94063		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-11-18	1,472	$7.99	513,460	No	4	S	Indirect	By Wavemaker Global Select II, LLC
Common Stock	Disposition	2024-11-21	64,408	$8.57	449,052	No	4	S	Indirect	By Wavemaker Global Select II, LLC
Common Stock	Disposition	2024-12-03	1,288	$9.07	447,764	No	4	S	Indirect	By Wavemaker Global Select II, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Wavemaker Global Select II, LLC
No	4	S	Indirect	By Wavemaker Global Select II, LLC
No	4	S	Indirect	By Wavemaker Global Select II, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	9,200	Indirect	By Future VC, LLC
Common Stock	77,291	Indirect	By Match Robotics VC, LLC
Common Stock	1,771	Direct

Footnotes

The Reporting Person is the Managing Partner of Wavemaker Global Select II, LLC and has dispositive power over the shares of common stock held thereby. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The Reporting Person has voting and dispositive power over the shares held by Future VC, LLC and Match Robotics VC, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.45 to $8.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.89 to $9.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.