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Filing Details

Accession Number:: 0001024478-24-000166
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-12-06 17:24:11
Reporting Period:: 2024-12-04

Accepted Time:: 2024-12-06 17:24:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1024478	Rockwell Automation Inc	ROK	Measuring & Controlling Devices, Nec (3829)	251797617

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
2016350	Viera G A De Matheus Bulho	1201 S. 2Nd Street Milwaukee WI 53204	Svp Software And Control	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2024-12-04	358	$0.00	1,199	No	4	M	Direct
Common Stock	Disposition	2024-12-05	140	$296.34	1,059	No	4	S	Direct
Common Stock	Acquisiton	2024-12-05	1,164	$279.50	2,223	No	4	M	Direct
Common Stock	Disposition	2024-12-05	1,164	$300.00	1,059	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2024-12-04	358	$0.00	358	$0.00
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2024-12-05	1,164	$279.50	1,164	$279.50
Common Stock	Restricted Stock Units	Acquisiton	2024-12-05	2,222	$0.00	2,222	$0.00
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2024-12-05	7,060	$0.00	7,060	$297.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
716	2024-12-04	2026-12-04	No	4	M	Direct
2,329	2024-12-04	2033-12-04	No	4	M	Direct
2,222	2025-12-05	2027-12-05	No	4	A	Direct
7,060	2025-12-05	2034-12-05	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6	Indirect	By Savings Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Common Stock Share Equivalents	$0.00			16	16	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	16	16	Indirect

Footnotes

Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/13/2024 to cover taxes due on restricted stock units that vested on 12/4/2024.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.34 to $296.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 5/13/2024.
Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2024.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
The options vest in three substantially equal annual installments beginning on the date exercisable.
Awarded under the Company's 2020 Long-Term Incentives Plan.
Each unit is the economic equivalent of one share of Company common stock.
The share equivalents are payable in cash upon retirement or after termination of employment.
Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 11/1/2024. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.