Filing Details

Accession Number:
0001455244-11-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-01 19:42:18
Reporting Period:
2011-08-30
Filing Date:
2011-09-01
Accepted Time:
2011-09-01 19:42:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
827809 Qlt Inc QLTI Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1360509 Florian Schonharting Ostergade 24A, 1
Dk-1100
Copenhagen K G7
No No Yes No
1451330 K/S Equity Public Nb Ostergade 24A, 1
Dk-1100
Copenhagen K G7
No No Yes No
1451331 Cora Madsen Ostergade 24A, 1
Dk 1100
Copenhagen K G7
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Disposition 2011-08-30 128,287 $7.26 7,399,326 No 4 S Direct
Common Shares, No Par Value Disposition 2011-08-31 1,700 $7.24 7,397,626 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.39 inclusive. The Reporting Owners undertake to provide to QLT, Inc., any security holder of QLT, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.22 to $7.25 inclusive.
  3. Reported shares are owned directly by NB Public Equity K/S (the "Fund"), and indirectly by the other listed Reporting Owners.
  4. Florian Schonharting is a direct investor in a limited partner in the Fund and a director of Nordic Biotech Advisors ApS, which owns 100% of the shares of NB Public Equity Komplementar ApS, the general partner of the Fund. Cora Madsen is a director of NB Public Equity Komplementar ApS, the general partner of the Fund. Mr. Schonharting and Ms. Madsen disclaim beneficial ownership in the securities, except to the extent of their pecuniary interest therein.