Filing Details

Accession Number:
0001415889-24-028459
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-06 16:02:04
Reporting Period:
2024-12-04
Accepted Time:
2024-12-06 16:02:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1362190 Audioeye Inc AEYE Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1658843 David Moradi 119 Washington Ave.
Suite 403
Miami Beach FL 33139
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-12-04 900,000 $24.00 1,864,290 No 4 S Indirect Through Sero Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Through Sero Capital LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 862,906 Direct
Footnotes
  1. On December 4, 2024, the reporting person sold shares of common stock of the issuer to Needham & Company, LLC, as the representative of the underwriters (the "Representative"), pursuant to an Underwriting Agreement, dated as of December 4, 2024, by and among the reporting person, the other selling stockholders, the issuer and the Representative in connection with the issuer's previously disclosed secondary offering.
  2. Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.