Filing Details
- Accession Number:
- 0001437749-24-036856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-06 15:53:50
- Reporting Period:
- 2024-12-03
- Accepted Time:
- 2024-12-06 15:53:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1996210 | Blum Holdings Inc. | BLMH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1876882 | D Sabas Carrillo | 11516 Downey Ave Downey CA 90241 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-12-03 | 2,500 | $0.36 | 69,607 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2024-12-03 | 2,500 | $0.38 | 72,107 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2024-12-04 | 5,000 | $0.38 | 77,107 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2024-12-04 | 2,500 | $0.48 | 79,607 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2024-12-05 | 2,500 | $0.49 | 82,107 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,123,595 | Indirect | Adnant, LLC |
Series V Preferred Stock | 3,571,429 | Indirect | Adnant, LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | $2.80 | 2023-01-03 | 2025-12-31 | 178,571 | 178,571 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-12-31 | 178,571 | 178,571 | Indirect |
Footnotes
- Purchase of common stock on the open market pursuant to the Board approval.
- Reporting Person is the CEO and managing member of Adnant, LLC.
- Each share of Series V Preferred Stock is convertible at the option of the holder into ten (10) shares of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into ten (10) fully paid and non-assessable shares of Common Stock on the second anniversary of the issuance date.