Filing Details

Accession Number:
0001437749-24-036856
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-06 15:53:50
Reporting Period:
2024-12-03
Accepted Time:
2024-12-06 15:53:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1996210 Blum Holdings Inc. BLMH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1876882 D Sabas Carrillo 11516 Downey Ave
Downey CA 90241
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-12-03 2,500 $0.36 69,607 No 4 P Direct
Common Stock Acquisiton 2024-12-03 2,500 $0.38 72,107 No 4 P Direct
Common Stock Acquisiton 2024-12-04 5,000 $0.38 77,107 No 4 P Direct
Common Stock Acquisiton 2024-12-04 2,500 $0.48 79,607 No 4 P Direct
Common Stock Acquisiton 2024-12-05 2,500 $0.49 82,107 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,123,595 Indirect Adnant, LLC
Series V Preferred Stock 3,571,429 Indirect Adnant, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $2.80 2023-01-03 2025-12-31 178,571 178,571 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-12-31 178,571 178,571 Indirect
Footnotes
  1. Purchase of common stock on the open market pursuant to the Board approval.
  2. Reporting Person is the CEO and managing member of Adnant, LLC.
  3. Each share of Series V Preferred Stock is convertible at the option of the holder into ten (10) shares of Common Stock at any time from and after the first anniversary of the issuance date. Each share of Series V Preferred Stock automatically converts into ten (10) fully paid and non-assessable shares of Common Stock on the second anniversary of the issuance date.