Filing Details
- Accession Number:
- 0001088825-11-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 17:58:34
- Reporting Period:
- 2011-08-31
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 17:58:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236711 | M James Barton | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Sr Vp R & D Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-31 | 2,167 | $7.24 | 146,059 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-31 | 2,167 | $10.95 | 143,892 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-08-31 | 15,000 | $7.49 | 158,892 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-31 | 15,000 | $10.95 | 143,892 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-08-31 | 2,167 | $7.24 | 2,167 | $7.24 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-08-31 | 15,000 | $7.49 | 15,000 | $7.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-04-29 | 2016-03-29 | No | 4 | M | Direct |
| 17,008 | 2010-08-01 | 2017-06-22 | No | 4 | M | Direct |
Footnotes
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
