Filing Details

Accession Number:
0000101984-24-000184
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2024-12-05 11:46:39
Reporting Period:
2023-08-10
Accepted Time:
2024-12-05 11:46:39
Original Submission Date:
2023-08-11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101984 Universal Electronics Inc UEIC Household Audio & Video Equipment (3651) 330204817
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216543 D Paul Arling 15147 N Scottsdale Rd Ste H300
Scottsdale AZ 85254
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-08-10 2,532 $0.00 256,818 No 4 M Indirect By Arling Family Trust
Common Stock Disposition 2023-08-10 1,059 $10.17 255,759 No 4 F Indirect By Arling Family Trust
Common Stock Acquisiton 2023-08-10 10,000 $9.98 11,800 No 4 P Direct
Common Stock Acquisiton 2023-08-11 2,547 $9.85 14,347 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Arling Family Trust
No 4 F Indirect By Arling Family Trust
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2023-08-10 2,532 $0.00 2,532 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
77,155 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,000 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Rt to Buy) $0.00 0 457,075 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 457,075 Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
  2. These shares are held by the Arling Family Trust. Mr. Arling disclaims beneficial ownership of the shares held by the Trust.
  3. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
  4. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
  5. This amended Form 4 is to correct the shares purchased on August 10, 2023, which was originally reported as 7,453 shares when it was actually 10,000 shares. The additional 2,547 shares purchased on this date were inadvertently missed in the original filing due to an administrative error. In addition, with this correction to the number of shares purchased, the purchase price is updated from $9.97 to $9.778 which represents the weighted average purchase price.
  6. The restricted stock units vest in accordance with the vesting schedule of each RSU grant.
  7. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
  8. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.
  9. This figure represents an aggregate number of stock options held by Reporting Person.