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Filing Details

Accession Number:: 0000950170-24-133451
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-12-04 20:12:22
Reporting Period:: 2024-12-02

Accepted Time:: 2024-12-04 20:12:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1818874	Sofi Technologies Inc.	SOFI	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1306831	J Michael Bingle	C/O Silver Lake, 55 Hudson Yards, 55 West 34Th Street, 40Th Floor New York NY 10001	No	No	No	No
1418226	Silver Lake Group, L.l.c.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	No	No
1552054	Silver Lake Partners Iv, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	No	No
1672566	Silver Lake Technology Associates Iv, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	No	No
1672568	Slta Iv (Gp), L.l.c.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	No	No
1824494	Silver Lake Technology Investors Iv (Delaware Ii), L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-12-02	1,729,713	$16.06	28,913,529	No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
Common Stock	Disposition	2024-12-02	28,840	$16.06	482,083	No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.
Common Stock	Disposition	2024-12-03	5,142,822	$15.90	23,770,707	No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
Common Stock	Disposition	2024-12-03	85,748	$15.90	396,335	No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.
Common Stock	Disposition	2024-12-03	60,131	$15.96	23,710,576	No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
Common Stock	Disposition	2024-12-03	1,003	$15.96	395,332	No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.
Common Stock	Disposition	2024-12-04	19,389,745	$16.01	4,320,831	No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
Common Stock	Disposition	2024-12-04	323,290	$16.01	72,042	No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.
Common Stock	Disposition	2024-12-04	4,320,831	$16.13	0	No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
Common Stock	Disposition	2024-12-04	72,042	$16.13	0	No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.
No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.
No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.
No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.
No	4	S	Indirect	Held through Silver Lake Partners IV, L.P.
No	4	S	Indirect	Held through Silver Lake Technology Investors IV (Delaware II), L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	112,971	Indirect	See footnote

Footnotes

These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV").
These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV").
Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of SoFi Technologies, Inc. (the "Issuer").
Represents shares of common stock and restricted stock units held by Michael Bingle, a director of the Issuer and Vice Chairman of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.88 to $16.60 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.14 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.00 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.90 to $16.43 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.