Filing Details
- Accession Number:
- 0001104659-24-125603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-04 17:57:17
- Reporting Period:
- 2024-10-07
- Accepted Time:
- 2024-12-04 17:57:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1661779 | Startengine Crowdfunding Inc. | STGC | Finance Services (6199) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1934082 | Joseph Mathews | 4100 West Alameda Avenue, 3Rd Floor, Burbank CA 91505 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-10-07 | 27,528 | $0.08 | 27,528 | No | 4 | M | Direct | |
Common Stock | Disposition | 2024-12-02 | 2,148 | $1.25 | 25,380 | No | 4 | S | Direct | |
Common Stock | Disposition | 2024-12-02 | 358 | $0.00 | 25,022 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2024-10-07 | 27,528 | $0.00 | 27,528 | $0.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
572,472 | 2028-06-29 | No | 4 | M | Direct |
Footnotes
- The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A.
- The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (1) above.
- 25% of the stock options vested on July 2, 2019 (the "Vesting Start Date") and 1/36th of the remaining number of shares vest monthly thereafter until all awarded shares are fully vested three (3) years after the Vesting Start Date.