Filing Details

Accession Number:
0001213900-24-105626
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-04 16:06:48
Reporting Period:
2024-11-05
Accepted Time:
2024-12-04 16:06:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1854275 Zoomcar Holdings Inc. ZCAR Services-Auto Rental & Leasing (No Drivers) (7510) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2029429 Sr. F. Mark Bailey C/O Zoomcar Holdings, Inc.
Anjaneya Techno Park, No.147, 1St Floor
Kodihalli, Bangalore K7 560008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-05 184,112 $4.28 1,534,496 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Pre-Funded Warrants to purchase Common Stock Acquisiton 2024-11-05 400,000 $4.28 400,000 $0.00
Common Stock Series A Warrants to purchase Common Stock Acquisiton 2024-11-05 1,168,224 $0.00 1,168,224 $4.03
Common Stock Series B Warrants to purchase Common Stock Acquisiton 2024-11-05 0 $0.00 0 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
400,000 2024-11-05 No 4 P Direct
1,168,224 No 4 P Direct
0 No 4 P Direct
Footnotes
  1. Purchased at a per-unit price of $4.28 (each unit consisting of one share of common stock, two Series A Warrants and one Series B Warrant) (or in the case of Pre-Funded Warrants, the per unit price was $4.28 less $0.0001 for each Pre-Funded Warrant purchased).
  2. Subject to adjustment on the reset date.
  3. The Series A Warrants will become exercisable only after stockholder approval and will remain exercisable for a period of five years from the date that they are initially exercisable.
  4. The Series B Warrants are not exercisable for any shares initially, but upon the reset date will become exercisable for up to 2,517,625 shares of common stock, at an exercise price of $0.0001, and will remain exercisable until all Series B Warrants are exercised. The Series B Warrants will become exercisable only after stockholder approval.
  5. No expiration date.