Filing Details
- Accession Number:
- 0001213900-24-105626
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-04 16:06:48
- Reporting Period:
- 2024-11-05
- Accepted Time:
- 2024-12-04 16:06:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1854275 | Zoomcar Holdings Inc. | ZCAR | Services-Auto Rental & Leasing (No Drivers) (7510) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
2029429 | Sr. F. Mark Bailey | C/O Zoomcar Holdings, Inc. Anjaneya Techno Park, No.147, 1St Floor Kodihalli, Bangalore K7 560008 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-05 | 184,112 | $4.28 | 1,534,496 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Pre-Funded Warrants to purchase Common Stock | Acquisiton | 2024-11-05 | 400,000 | $4.28 | 400,000 | $0.00 |
Common Stock | Series A Warrants to purchase Common Stock | Acquisiton | 2024-11-05 | 1,168,224 | $0.00 | 1,168,224 | $4.03 |
Common Stock | Series B Warrants to purchase Common Stock | Acquisiton | 2024-11-05 | 0 | $0.00 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
400,000 | 2024-11-05 | No | 4 | P | Direct | |
1,168,224 | No | 4 | P | Direct | ||
0 | No | 4 | P | Direct |
Footnotes
- Purchased at a per-unit price of $4.28 (each unit consisting of one share of common stock, two Series A Warrants and one Series B Warrant) (or in the case of Pre-Funded Warrants, the per unit price was $4.28 less $0.0001 for each Pre-Funded Warrant purchased).
- Subject to adjustment on the reset date.
- The Series A Warrants will become exercisable only after stockholder approval and will remain exercisable for a period of five years from the date that they are initially exercisable.
- The Series B Warrants are not exercisable for any shares initially, but upon the reset date will become exercisable for up to 2,517,625 shares of common stock, at an exercise price of $0.0001, and will remain exercisable until all Series B Warrants are exercised. The Series B Warrants will become exercisable only after stockholder approval.
- No expiration date.