Filing Details
- Accession Number:
- 0001313056-11-000005
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 17:02:36
- Reporting Period:
- 2011-07-28
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 17:02:36
- Original Submission Date:
- 2011-07-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1517650 | Interactive Intelligence Group Inc. | ININ | Services-Prepackaged Software (7372) | 451505676 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1313056 | Joseph Staples | 7601 Interactive Way Indianapolis IN 46278 | Senior Vp Of Worldwide Mrktg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-28 | 17,750 | $17.28 | 19,250 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-07-28 | 4,250 | $19.66 | 23,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-28 | 22,000 | $38.02 | 1,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-07-28 | 17,750 | $0.00 | 17,750 | $17.28 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-07-28 | 4,250 | $0.00 | 4,250 | $19.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,250 | 2014-01-01 | No | 4 | M | Direct | |
| 20,750 | 2016-01-22 | No | 4 | M | Direct |
Footnotes
- On July 1, 2011, Interactive Intelligence Group, Inc., an Indiana corporation, became the successor issuer of Interactive Intelligence, Inc., an Indiana corporation, pursuant to a merger whereby ININ Corp., an Indiana corporation and a wholly-owned subsidiary of Interactive Intelligence Group, Inc., was merged with and into Interactive Intelligence, Inc., with Interactive Intelligence, Inc. continuing as the surviving entity and becoming a wholly-owned subsidiary of Interactive Intelligence Group, Inc. As a result of the merger, each holder of Interactive Intelligence, Inc. common stock received the identical number and percentage of the outstanding shares of the common stock of Interactive Intelligence Group, Inc. as they owned of Interactive Intelligence, Inc. immediately prior to the merger.
- The Form 4 filed by Mr. Staples on July 29, 2011 was inadvertently filed under Interactive Intelligence, Inc.'s Central Index Key (CIK). This Amendment is being filed to file the Form 4 under Interactive Intelligence Group, Inc.'s CIK. All Form 4s going forward will be filed under Interactive Intelligence Group, Inc.'s CIK.
- Represents the sale of 22,000 shares in 40 separate transactions, ranging in price from $38.00 to $38.19 per share resulting in a weighted average sale price per share of $38.017136. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- 6,250 shares vested on each of 1/1/2009, 1/1/2010 and 1/1/2011 and 6,250 shares will vest on 1/1/2012.
- 6,250 shares vested on 1/22/2011 and 6,250 shares will vest on each of 1/22/2012, 1/22/2013 and 1/22/2014.
Billionaire Hedge Funds
