Filing Details

Accession Number:
0001104659-24-125509
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-04 16:05:12
Reporting Period:
2024-12-02
Accepted Time:
2024-12-04 16:05:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Suro Capital Corp. SSSS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1322402 D Mark Klein C/O Suro Capital Corp.
640 Fifth Avenue, 12Th Floor
New York NY 10019
Chairman, Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-12-02 743 $5.49 1,170,666 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This total includes (i) 14,659 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein, and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 10, 2021, February 9, 2022, and December 15, 2023, which are subject to certain vesting schedules.