Filing Details
- Accession Number:
- 0001321732-24-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-03 20:27:02
- Reporting Period:
- 2024-11-29
- Accepted Time:
- 2024-12-03 20:27:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1796068 | Lambert Shiu | One Penumbra Place Alameda CA 94502 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-11-29 | 1,798 | $242.56 | 20,682 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-12-02 | 654 | $243.01 | 20,028 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-12-03 | 5,250 | $12.36 | 25,278 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2024-12-03 | 5,250 | $0.00 | 5,250 | $12.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-03-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 300 | Indirect | By Spouse's IRA |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- A portion of these shares is subject to vesting.
- Shares are held by the Reporting Person's spouse in an IRA.
- All shares are vested and exercisable.
Billionaire Hedge Funds
