Filing Details
- Accession Number:
- 0001127602-11-024654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 16:56:09
- Reporting Period:
- 2011-08-30
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 16:56:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511517 | Xinqiao Wang | 10420 Research Road Se Albuquerque NM 87123 | Exec. Vp, China Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Emcore Common Stock | Disposition | 2011-08-30 | 8,403 | $1.79 | 111,268 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Emcore Common Stock | 907 | Indirect | By Spouse In 401(k) |
Emcore Common Stock | 10,720 | Indirect | By Trust 401(k) |
Footnotes
- Includes 60,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal annual installments beginning on January 28, 2012, and 45,000 restricted stock units granted under the Company's 2010 Equity Incentive Plan, vesting in three equal installments beginning on August 22, 2013.
- Shares attributable to EMCORE Corporation 401(k) account as of June 30, 2011.
- 8,403 shares were acquired under the EMCORE Corporation 2000 Employee Stock Purchase Plan on August 25, 2011 in an exempt transaction under Rule 16b-3(c).