Filing Details
- Accession Number:
- 0001628280-24-049820
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-03 18:06:41
- Reporting Period:
- 2024-11-29
- Accepted Time:
- 2024-12-03 18:06:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1820953 | Affirm Holdings Inc. | AFRM | Personal Credit Institutions (6141) | 842224323 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1832810 | Libor Michalek | C/O Affirm Holdings, Inc. 650 California Street San Francisco CA 94108 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2024-11-29 | 2,847 | $8.80 | 162,296 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-11-29 | 2,847 | $70.00 | 159,449 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2024-12-01 | 2,336 | $0.00 | 161,785 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-12-01 | 1,184 | $70.01 | 160,601 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2024-12-02 | 6,629 | $8.80 | 167,230 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2024-12-02 | 6,629 | $72.08 | 160,601 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-11-29 | 2,847 | $0.00 | 2,847 | $8.80 |
Class A Common Stock | Restricted Stock Units | Disposition | 2024-12-01 | 2,336 | $0.00 | 2,336 | $0.00 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2024-12-02 | 6,629 | $0.00 | 6,629 | $8.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300,000 | 2029-12-16 | No | 4 | M | Direct | |
49,048 | No | 4 | M | Direct | ||
293,371 | 2029-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 868,114 | Indirect | Michalek 2007 Trust dated March 21, 2007 |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023.
- Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on December 1, 2024.
- Represents the weighted average sale price of the shares sold from $72.00 to $72.08 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares are held by the Michalek 2007 Family Trust dated March 21, 2007. The Reporting Person and his spouse are trustees of the trust.
- Stock options vest monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following December 4, 2019, the vesting commencement date, subject to continued service with the Issuer.
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- The RSUs vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
- Stock options vest monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following December 4, 2019, the vesting commencement date, subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock options at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.