Filing Details

Accession Number:
0001628280-24-049820
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-03 18:06:41
Reporting Period:
2024-11-29
Accepted Time:
2024-12-03 18:06:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1820953 Affirm Holdings Inc. AFRM Personal Credit Institutions (6141) 842224323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1832810 Libor Michalek C/O Affirm Holdings, Inc.
650 California Street
San Francisco CA 94108
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-11-29 2,847 $8.80 162,296 No 4 M Direct
Class A Common Stock Disposition 2024-11-29 2,847 $70.00 159,449 No 4 S Direct
Class A Common Stock Acquisiton 2024-12-01 2,336 $0.00 161,785 No 4 M Direct
Class A Common Stock Disposition 2024-12-01 1,184 $70.01 160,601 No 4 F Direct
Class A Common Stock Acquisiton 2024-12-02 6,629 $8.80 167,230 No 4 M Direct
Class A Common Stock Disposition 2024-12-02 6,629 $72.08 160,601 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2024-11-29 2,847 $0.00 2,847 $8.80
Class A Common Stock Restricted Stock Units Disposition 2024-12-01 2,336 $0.00 2,336 $0.00
Class A Common Stock Stock Option (Right to Buy) Disposition 2024-12-02 6,629 $0.00 6,629 $8.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
300,000 2029-12-16 No 4 M Direct
49,048 No 4 M Direct
293,371 2029-12-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 868,114 Indirect Michalek 2007 Trust dated March 21, 2007
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2023.
  2. Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on December 1, 2024.
  3. Represents the weighted average sale price of the shares sold from $72.00 to $72.08 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The shares are held by the Michalek 2007 Family Trust dated March 21, 2007. The Reporting Person and his spouse are trustees of the trust.
  5. Stock options vest monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following December 4, 2019, the vesting commencement date, subject to continued service with the Issuer.
  6. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
  7. The RSUs vest in 48 equal monthly installments beginning October 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
  8. Stock options vest monthly at the rate of 1/48 of the shares of Class A Common Stock underlying the stock option following December 4, 2019, the vesting commencement date, subject to continued service with the Issuer. The Reporting Person can elect to exercise the stock options at any time, provided that the shares acquired upon exercise remain subject to the applicable vesting schedule.