Filing Details
- Accession Number:
- 0000950170-24-132938
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-03 17:54:23
- Reporting Period:
- 2024-12-01
- Accepted Time:
- 2024-12-03 17:54:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1015739 | Aware Inc | AWRE | Services-Prepackaged Software (7372) | 042911026 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1998257 | K David Traverse | C/O Aware, Inc. 76 Blanchard Road Burlington MA 01803 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-12-01 | 4,240 | $0.00 | 38,754 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-12-02 | 2,500 | $1.61 | 41,254 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $2.21 | 2029-11-19 | 44,000 | 44,000 | Direct | |
| Common Stock | Unrestriced Stock Award | $0.00 | 18,000 | 18,000 | Direct | ||
| Common Stock | Stock Option (Right to Buy) | $2.05 | 2034-10-31 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2029-11-19 | 44,000 | 44,000 | Direct |
| 18,000 | 18,000 | Direct | |
| 2034-10-31 | 100,000 | 100,000 | Direct |
Footnotes
- Restricted Stock Unit award vested, resulting in 6,000 shares of Common Stock. To satisfy tax withholding obligations, 1,760 shares were withheld, and 4,240 shares were issued.
- Fifty percent of the option will vest on February 20, 2025, with the remainder vesting in 12 equal monthly installments starting on March 20, 2025.
- Shares of unrestricted stock awarded to reporting person under 2023 Equity and Incentive Plan of Aware, Inc. The shares will be issued as follows; 6,000 shares on shares on June 1, 2025, 6,000 shares on June 1, 2026 and 6,000 shares on June 1, 2027 provided the reporting person is serving as a director, officer or employee of the Company or any subsidiary of the Company on said dates.
- Twenty-five percent of the option will vest annually, beginning on October 31, 2025, and continuing on each anniversary thereafter until fully vested on October 31, 2028
Billionaire Hedge Funds
