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Filing Details

Accession Number:: 0001628280-24-049802
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-12-03 17:32:02
Reporting Period:: 2024-11-29

Accepted Time:: 2024-12-03 17:32:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1647639	Upstart Holdings Inc.	UPST	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1470176	Sukhinder Cassidy Singh	C/O Upstart Holdings, Inc. 2950 S. Delaware Street, Suite 410 San Mateo CA 94403		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2024-11-29	12,075	$77.82	16,195	No	4	S	Direct
Common Stock	Disposition	2024-11-29	2,925	$78.46	13,270	No	4	S	Direct
Common Stock	Acquisiton	2024-12-02	10,000	$8.41	23,270	No	4	M	Direct
Common Stock	Disposition	2024-12-02	3,697	$70.21	19,573	No	4	S	Direct
Common Stock	Disposition	2024-12-02	4,743	$70.97	14,830	No	4	S	Direct
Common Stock	Disposition	2024-12-02	910	$72.02	13,920	No	4	S	Direct
Common Stock	Disposition	2024-12-02	300	$73.04	13,620	No	4	S	Direct
Common Stock	Disposition	2024-12-02	350	$74.78	13,270	No	4	S	Direct
Common Stock	Disposition	2024-12-02	2,422	$70.30	10,848	No	4	S	Direct
Common Stock	Disposition	2024-12-02	1,770	$71.11	9,078	No	4	S	Direct
Common Stock	Disposition	2024-12-02	500	$72.06	8,578	No	4	S	Direct
Common Stock	Disposition	2024-12-02	100	$73.04	8,478	No	4	S	Direct
Common Stock	Disposition	2024-12-02	200	$74.43	8,278	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to buy)	Disposition	2024-12-02	10,000	$0.00	10,000	$8.41

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
113,295		2030-04-16	No	4	M	Direct

Footnotes

The exercise and sales reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2024.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.31 to $78.30. The Reporting Person undertakes to provide tothe Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within theranges set forth in footnotes (2) and (4) through (12) to this Form 4.
Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to theapplicable vesting schedule and conditions of each RSU.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.32 to $79.00.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.545 to $70.52.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.58 to $71.5175.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.61 to $72.33.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.59 to $75.00.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.74 to $70.66.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.75 to $71.565.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.805 to $72.69.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.27 to $74.59.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.