Filing Details
- Accession Number:
- 0001516774-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 16:47:38
- Reporting Period:
- 2011-08-31
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 16:47:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 819913 | Hallmark Financial Services Inc | HALL | Insurance Carriers, Nec (6399) | 870447375 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 932334 | P L Partners Newcastle | 200 Crescent Court Ste 1400 Dallas TX 75201 | No | No | No | Yes | |
| 1208889 | E Mark Schwarz | 200 Crescent Court Ste 1400 Dallas TX 75201 | Chairman | Yes | Yes | Yes | Yes |
| 1251293 | Newcastle Capital Group Llc | 200 Crescent Court Ste 1400 Dallas TX 75201 | No | No | No | Yes | |
| 1251296 | Newcastle Capital Management Lp | 200 Crescent Court Ste 1400 Dallas TX 75201 | No | No | No | Yes | |
| 1382543 | Newcastle Focus Fund Ii Lp | 200 Crescent Court Suite 1400 Dallas TX 75201 | No | No | No | Yes | |
| 1461218 | Dsc Services, Inc. | 200 Crescent Court Suite 1400 Dallas TX 75201 | No | No | No | Yes | |
| 1461220 | Detroit Stoker Co | 1510 E. First St. Monroe MI 48161 | No | No | No | Yes | |
| 1461757 | Newcastle Special Opportunity Fund I, L.p. | 200 Crescent Court Suite 1400 Dallas TX 75201 | No | No | No | Yes | |
| 1461758 | Newcastle Special Opportunity Fund Ii, L.p. | 200 Crescent Court Suite 1400 Dallas TX 75201 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-31 | 2,000 | $6.75 | 7,864,186 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-09-01 | 2,000 | $6.77 | 7,866,186 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- The Reporting Persons are members of a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended and accordingly may be deemed to beneficially own Shares of the Issuer's Common Stock owned in the aggregate by the other members of the Section 13(d) group. The Section 13(d) group consists of Newcastle Partners, L.P. ("NP"), Newcastle Capital Management, L.P. ("NCM"), Newcastle Capital Group, L.L.C. ("NCG"), Newcastle Special Opportunity Fund I, L.P. ("NSOF I"), Newcastle Special Opportunity Fund II, L.P. ("NSOF II"), Newcastle Focus Fund II, L.P. ("NFF"), DSC Services Inc. ("DSC"), the Detroit Stoker Company ("Detroit Stoker") and Mark E. Schwarz ("Schwarz"). Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Common Stock owned by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein.
- NCM is the general partner of each of NP, NSOFI, NSOFII and NFF. NCG is the general partner of NCM, and Schwarz is the managing member of NCG. Accordingly, each of NCM, NCG and Schwarz may be deemed to beneficially own the shares directly owned by any of NP, NSOFI, NSOFII and NFF. In addition, DSC is the parent company of Detroit Stoker, and Schwarz and NCG together own all of the outstanding shares of DSC. Accordingly, each of Schwarz and DSC may be deemed to beneficially own the shares directly owned by Detroit Stoker.
- Mark Schwarz owns 86,326 shares of common stock and 72,142 options exercisable into shares of common stock.
Billionaire Hedge Funds
