Filing Details
- Accession Number:
- 0001505637-11-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 16:20:34
- Reporting Period:
- 2011-08-24
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 16:20:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
28823 | Diebold Inc | DBD | Calculating & Accounting Machines (No Electronic Computers) (3578) | 340183970 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223808 | W Thomas Swidarski | C/O Diebold, Incorporated 5995 Mayfair Road North Canton OH 44720 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-24 | 5,878 | $26.60 | 99,655 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-25 | 1,622 | $26.47 | 101,277 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,611 | Indirect | 401(k) |
Common Stock | 55,566 | Indirect | By Wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option | $36.59 | 2003-02-06 | 2012-02-05 | 15,000 | 15,000 | Direct |
Common Stock | Non-qualified Stock Option | $36.31 | 2004-02-05 | 2013-02-04 | 20,000 | 20,000 | Direct |
Common Stock | Non-qualified Stock Option | $53.10 | 2005-02-11 | 2014-02-10 | 25,000 | 25,000 | Direct |
Common Stock | Non-qualified Stock Option | $55.23 | 2006-02-10 | 2015-02-09 | 22,900 | 22,900 | Direct |
Common Stock | Non-qualified Stock Option | $37.87 | 2012-12-11 | 150,000 | 150,000 | Direct | |
Common Stock | Non-qualified Stock Option | $25.53 | 2009-02-13 | 2018-02-12 | 120,000 | 120,000 | Direct |
Common Stock | Non-qualified Stock Option | $24.79 | 2010-02-11 | 2019-02-10 | 150,000 | 150,000 | Direct |
Common Stock | Non-qualified Stock Option | $27.88 | 2011-02-11 | 2020-02-10 | 127,500 | 127,500 | Direct |
Common Stock | Non-qualified Stock Option | $33.75 | 2012-02-14 | 2021-02-13 | 135,000 | 135,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-02-05 | 15,000 | 15,000 | Direct |
2013-02-04 | 20,000 | 20,000 | Direct |
2014-02-10 | 25,000 | 25,000 | Direct |
2015-02-09 | 22,900 | 22,900 | Direct |
2012-12-11 | 150,000 | 150,000 | Direct |
2018-02-12 | 120,000 | 120,000 | Direct |
2019-02-10 | 150,000 | 150,000 | Direct |
2020-02-10 | 127,500 | 127,500 | Direct |
2021-02-13 | 135,000 | 135,000 | Direct |
Footnotes
- Number of 401(k) shares owned as of most current statement; fractional shares omitted.
- Number includes restricted stock units
- 75,000 of these options became exercisable when the stock traded at $50/share or higher for 20 consecutive trading days in July 2007, and the second 75,000 will become exercisable when the stock trades at $60/share or higher for 20 consecutive trading days. All remaining options will become exercisable on the sixth anniversary date of the award.