Filing Details
- Accession Number:
- 0001213900-24-104724
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-02 19:14:27
- Reporting Period:
- 2024-11-27
- Accepted Time:
- 2024-12-02 19:14:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1772720 | Spruce Power Holding Corp | SPRU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1766124 | Kevin Griffin | 2000 S. Colorado Blvd., Suite 2-825 Denver CO 80222 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-27 | 10,000 | $2.37 | 448,125 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 39,100 | Direct | |
Common Stock | 264,583 | Indirect | See Footnotes |
Footnotes
- Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
- Includes shares of common stock managed by MGG Investment Group, LP ("MGG"), that allocates to various held funds of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.
- Includes shares of common stock issuable upon exercise of warrants held by MGG , of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.