Filing Details

Accession Number:
0001213900-24-104724
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-12-02 19:14:27
Reporting Period:
2024-11-27
Accepted Time:
2024-12-02 19:14:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1772720 Spruce Power Holding Corp SPRU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1766124 Kevin Griffin 2000 S. Colorado Blvd.,
Suite 2-825
Denver CO 80222
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-27 10,000 $2.37 448,125 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 39,100 Direct
Common Stock 264,583 Indirect See Footnotes
Footnotes
  1. Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
  2. Includes shares of common stock managed by MGG Investment Group, LP ("MGG"), that allocates to various held funds of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.
  3. Includes shares of common stock issuable upon exercise of warrants held by MGG , of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.