Filing Details
- Accession Number:
- 0001225208-24-010327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-02 17:29:09
- Reporting Period:
- 2024-10-01
- Accepted Time:
- 2024-12-02 17:29:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1844862 | Solid Power Inc. | SLDP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1174968 | J Erik Anderson | C/O Solid Power, Inc. 486 S. Pierce Ave., Suite E Louisville CO 80027 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-10-01 | 506,283 | $1.27 | 187,617 | No | 4 | S | Indirect | By WestRiver Management, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By WestRiver Management, LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 141,562 | Direct |
Footnotes
- The shares were sold by WRG INV41, LLC ("WRG INV41"), of which WestRiver Management, LLC ("WestRiver Management") is the sole managing member. The reporting person is the sole member and sole manager of WestRiver Management. As a result, the reporting person may be deemed to beneficially own the securities held of record by WRG INV41. The reporting person disclaims beneficial ownership of the shares sold by WRG INV41 except to the extent of such reporting person's pecuniary interest therein.
- Represents 187,617 shares owned directly by WestRiver Management, of which the reporting person is the sole member and sole manager.
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