Filing Details
- Accession Number:
- 0001578563-24-000469
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-12-02 16:02:23
- Reporting Period:
- 2024-11-27
- Accepted Time:
- 2024-12-02 16:02:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1753162 | Fathom Holdings Inc. | FTHM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1327337 | N Scott Flanders | C/O Fathom Holdings Inc. 2000 Regency Parkway Drive, Suite 300 Cary NC 27518 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-27 | 20,000 | $1.95 | 884,643 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Senior Secured Convertible Promissory Note | $4.25 | 2024-09-25 | 2026-10-01 | 235,294 | 0 | Direct |
Common Stock | Stock Option (Right to Buy) | $8.22 | 2032-08-11 | 13,078 | 13,078 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-10-01 | 235,294 | 0 | Direct |
2032-08-11 | 13,078 | 13,078 | Direct |
Footnotes
- The reported securities were purchased in multiple transactions ranging in price from $1.9250 to $1.9500. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.
- 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.
- The option vested in full on August 12, 2023.