Filing Details
- Accession Number:
- 0001683168-24-008441
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-29 16:04:56
- Reporting Period:
- 2024-11-26
- Accepted Time:
- 2024-11-29 16:04:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158114 | Applied Optoelectronics Inc. | AAOI | Semiconductors & Related Devices (3674) | 760533927 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1199697 | B Richard Black | C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 Par Value | Disposition | 2024-11-26 | 8,162 | $37.18 | 0 | No | 4 | S | Indirect | By Trust for Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust for Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.001 Par Value | 177,813 | Indirect | By Trust |
Footnotes
- The shares were sold by The Heather B Black Revocable Trust U/A Dtd. July 29, 2015; Heather B Black TTEE. The shares were sold in multiple transactions on November 26, 2024 at an actual sale price ranging from $37.14 to $37.27 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
