Filing Details
- Accession Number:
- 0000950170-24-131791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-29 13:05:04
- Reporting Period:
- 2024-11-26
- Accepted Time:
- 2024-11-29 13:05:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1591890 | Fundamental Global Inc. | FGF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187586 | H Joseph Moglia | C/O Fundamental Global Gp, Llc 108 Gateway Boulevard, Suite 204 Mooresville NC 28117 | No | No | No | No | |
1619991 | Kyle Cerminara | C/O Fundamental Global Gp, Llc 108 Gateway Boulevard, Suite 204 Mooresville NC 28117 | Ceo And Chairman | No | No | No | No |
1878780 | Fundamental Global Gp, Llc | C/O Fundamental Global Gp, Llc 108 Gateway Blvd., Suite 204 Mooresville NC 28117 | No | No | No | No | |
1946735 | Fg Financial Holdings, Llc | 108 Gateway Blvd., Suite 204 Mooresville NC 28117 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2024-11-26 | 3,000 | $29.92 | 329,965 | No | 4 | P | Indirect | FG Financial Holdings, LLC |
8.00% Cumulative Preferred Stock, Series A, $25.00 Par Value | Acquisiton | 2024-11-26 | 7,000 | $18.28 | 78,131 | No | 4 | P | Indirect | FG Financial Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | FG Financial Holdings, LLC |
No | 4 | P | Indirect | FG Financial Holdings, LLC |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $28.86 to $33.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
- The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.03 to $19.25, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
- The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH"), beneficially own in the aggregate 78,131 shares of the Issuer's Preferred Stock and 329,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.