Filing Details
- Accession Number:
- 0001535264-24-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-29 12:29:40
- Reporting Period:
- 2024-11-26
- Accepted Time:
- 2024-11-29 12:29:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1706524 | Urban-Gro Inc. | UGRO | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1535264 | Awm Investment Company, Inc. | 527 Madison Avenue Suite 2600 New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-11-26 | 52,188 | $1.39 | 1,345,648 | No | 4 | S | Indirect | By Limited Partnership |
Common Stock | Acquisiton | 2024-11-27 | 3 | $1.48 | 1,345,645 | No | 4 | S | Indirect | By Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Limited Partnership |
No | 4 | S | Indirect | By Limited Partnership |
Footnotes
- This is a weighted average price.
- AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,008,373 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 337,272 Shares held by Cay.David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.