Filing Details
- Accession Number:
- 0001849820-24-000276
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-11-27 20:14:13
- Reporting Period:
- 2024-10-09
- Accepted Time:
- 2024-11-27 20:14:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1849820 | Nauticus Robotics Inc. | KITT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189981 | Jr W John Gibson | 17146 Feathercraft Lane Suite 450 Webster TX 77598 | Interim Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-10-09 | 3,229 | $0.00 | 20,322 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-10-09 | 766 | $1.27 | 19,556 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-11-26 | 52,157 | $1.03 | 71,713 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2024-10-09 | 3,229 | $0.00 | 3,229 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,417 | No | 4 | M | Direct |
Footnotes
- Holdings reflect 1-for-36 reverse stock split on July 18, 2024.
- Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
- Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock.
- RSU's vested on October 9, 2024.
Billionaire Hedge Funds
