Filing Details

Accession Number:
0000950170-24-131639
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-27 18:02:09
Reporting Period:
2024-11-25
Accepted Time:
2024-11-27 18:02:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841968 P10 Inc. PX () TX
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274195 Covenant Rha Partners, L.p. 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No No No
1694507 Clark C Webb 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No No No
1694574 H Robert Alpert 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No No No
1694778 Ccw/Law Holdings, Llc 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No No No
1694780 210 Capital, Llc 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No No No
1694781 Rha Investments, Inc. 4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2024-11-25 1,460,972 $13.99 539,028 No 4 S Indirect See Footnote
Class A Common Stock Acquisiton 2024-11-25 2,000,000 $0.00 2,539,028 No 4 C Indirect See Footnote
Class A Common Stock Disposition 2024-11-25 339,028 $14.14 0 No 4 S Direct
Class A Common Stock Disposition 2024-11-26 289,028 $13.95 2,250,000 No 4 S Indirect See Footnote
Class A Common Stock Disposition 2024-11-27 250,000 $14.03 2,000,000 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 C Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2024-11-25 2,000,000 $0.00 2,000,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,667,397 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 0 Direct
Footnotes
  1. This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").
  2. (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.86 to $14.085, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.
  5. Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
  6. Continued from Footnote 5: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On November 25, 2024, the Reporting Persons elected to convert 2,000,000 shares of Class B Common Stock into an equivalent number of shares of Class A Common Stock.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.085 to $14.195, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  8. These securities are owned directly by Mr. Alpert.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.86 to $14.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  10. A portion of the shares sold and reported in this transaction may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against an inadvertent purchase made on behalf of Mr. Webb of 10,000 shares of Class A common stock that occurred on November 21, 2024 and was previously reported on a Form 4. Mr. Webb has made arrangements with the Issuer to voluntarily disgorge the short swing profits realized by Mr. Webb from the transaction reported herein less the amount of any previous disgorgements paid in connection with prior transactions that may have been matchable against the same purchase.
  11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.965 to $14.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  12. These securities are owned directly by Mr. Webb.