Filing Details

Accession Number:
0000950170-24-131573
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-27 16:49:59
Reporting Period:
2024-11-25
Accepted Time:
2024-11-27 16:49:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819994 Rocket Lab Usa Inc. RKLB Guided Missiles & Space Vehicles & Parts (3760) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
2037530 Frank Klein C/O Rocket Lab Usa, Inc.
3881 Mcgowen Street
Long Beach CA 90808
Chief Operations Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-11-25 35,968 $24.15 1,464,032 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person.
  2. The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $23.2000 to $24.1900, $24.2100 to $25.2000 and $25.2100 to $25.5600, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.