Filing Details
- Accession Number:
- 0001181431-11-047693
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-01 15:10:47
- Reporting Period:
- 2011-08-25
- Filing Date:
- 2011-09-01
- Accepted Time:
- 2011-09-01 15:10:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1094019 | Newtek Business Services Inc | NEWT | Services-Business Services, Nec (7389) | 113504638 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1346166 | Francis Salvatore Mulia | 1440 Broadway, 17Th Floor New York NY 10018 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-08-25 | 2,500 | $1.30 | 58,195 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-08-25 | 200 | $1.30 | 58,395 | No | 4 | P | Indirect | As trustee for mother-in-law. |
Common Stock | Acquisiton | 2011-08-25 | 500 | $1.30 | 58,895 | No | 4 | P | Indirect | As trustee for granddaughter. |
Common Stock | Acquisiton | 2011-08-25 | 400 | $1.30 | 59,295 | No | 4 | P | Indirect | As trustee for niece. |
Common Stock | Acquisiton | 2011-08-25 | 400 | $1.30 | 59,695 | No | 4 | P | Indirect | As trustee for nephew. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | As trustee for mother-in-law. |
No | 4 | P | Indirect | As trustee for granddaughter. |
No | 4 | P | Indirect | As trustee for niece. |
No | 4 | P | Indirect | As trustee for nephew. |