Filing Details

Accession Number:
0001181431-11-047693
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-01 15:10:47
Reporting Period:
2011-08-25
Filing Date:
2011-09-01
Accepted Time:
2011-09-01 15:10:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094019 Newtek Business Services Inc NEWT Services-Business Services, Nec (7389) 113504638
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1346166 Francis Salvatore Mulia 1440 Broadway, 17Th Floor
New York NY 10018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-25 2,500 $1.30 58,195 No 4 P Direct
Common Stock Acquisiton 2011-08-25 200 $1.30 58,395 No 4 P Indirect As trustee for mother-in-law.
Common Stock Acquisiton 2011-08-25 500 $1.30 58,895 No 4 P Indirect As trustee for granddaughter.
Common Stock Acquisiton 2011-08-25 400 $1.30 59,295 No 4 P Indirect As trustee for niece.
Common Stock Acquisiton 2011-08-25 400 $1.30 59,695 No 4 P Indirect As trustee for nephew.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect As trustee for mother-in-law.
No 4 P Indirect As trustee for granddaughter.
No 4 P Indirect As trustee for niece.
No 4 P Indirect As trustee for nephew.