Filing Details

Accession Number:
0001562180-24-007987
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-11-26 16:03:17
Reporting Period:
2024-11-25
Accepted Time:
2024-11-26 16:03:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920427 Unity Bancorp Inc UNTY State Commercial Banks (6022) 223282551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248813 S Mark Brody C/O Unity Bank
64 Old Highway 22
Clinton NJ 08809
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-11-25 2,800 $10.97 72,802 No 4 M Direct
Common Stock Disposition 2024-11-25 2,800 $47.33 70,002 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,102 Indirect Financial Planning Analysts
Common Stock 247,465 Indirect Financial Planning Analysts Dispositive Shares
Restricted Stock 4,950 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to buy) $0.00 0 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 20,000 Direct
Footnotes
  1. A total of 70,002 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 22,854 are held in an account at Shareworks, and 120 are held in an account at Computershare.
  2. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
  3. 4,950 shares are held in an account at Computershare, which have upcoming vesting dates.
  4. 20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.